Risk, Compliance & Governance Specialists
Leading professionals in Risk, Compliance & Governance
Leading GUCL's Risk & Compliance Practice
Amit brings over 10 years of extensive experience in Risk, Compliance & Governance, having worked across major financial institutions and consulting environments. His expertise spans complex regulatory frameworks including SOX, SMCR, MiFID, and EMIR, with particular strength in Control Effectiveness Testing and regulatory compliance programs.
As a former British Army Reservist, Amit combines disciplined leadership with strategic thinking, ensuring GUCL delivers robust, practical solutions that meet the highest professional standards. His academic credentials include an MBA in Finance & Strategy, Graduate Diploma in Law, and the prestigious ICA Diploma in Governance, Risk & Compliance (Level 6).
Amit's career has been marked by successful delivery of complex compliance projects, from designing and implementing Control Effectiveness Testing frameworks across 22 business units to managing regulatory remediation programs. His unique combination of legal knowledge, financial expertise, and hands-on compliance experience positions GUCL as a trusted advisor to organizations navigating today's challenging regulatory landscape.
Beyond technical expertise, Amit is committed to developing the next generation of compliance professionals through training, mentoring, and thought leadership in the GRC community.
Qualifications and certifications that demonstrate our expertise
Key milestones in building our Risk & Compliance expertise
Providing specialized immigration advice while transitioning GUCL to focus exclusively on Risk & Compliance consultancy services.
State Bank of India, London
Led design and implementation of CET across 22 business units. Managed financial and non-financial risk testing, ACAMS financial crime assessments, and MiFID compliance for trading operations.
KPMG Project with Aviva
Enhanced Aviva's operational risk framework, mapping controls to risks, refining risk taxonomy, and ensuring control effectiveness across business lines.
B&CE (Pensions)
Managed risk assessments for pension operations, monitored GMP liabilities, and ensured regulatory reporting compliance with TPR requirements.
NSCG - Deloitte & KPMG Projects
Specialized in skilled person reviews (s166 FSMA) for annuities, pensions, and insurance mis-sale cases. Maintained 100% quality standards throughout multiple assignments.
Major Banking Institutions
Extensive experience in complaints management, quality assurance, and regulatory compliance across Lloyds Banking Group, Santander UK, and other major financial institutions.
The principles that guide our approach to Risk & Compliance consulting
Meticulous attention to detail in all compliance and risk management activities
Unwavering commitment to ethical standards and professional conduct
Delivering superior results that exceed client expectations
Building long-term relationships based on trust and mutual success
Continuously improving methodologies and embracing new technologies
Staying current with regulatory changes and industry best practices
Ready to benefit from our extensive Risk & Compliance expertise? Let's discuss how we can help strengthen your organization's governance framework.